bert hubert <>

Welcome! This page reflects some experiments I did that show promise in providing loadbalancing which can be very interesting in some situations.

Update! Horms has implemented this idea & more in Active-Active.

This is most useful for services which are CPU bound and not network bound.

The goal

Loadbalance a service on one IP address over multiple Linux servers without generating a new single point of failure.


Excellent projects like The Linux Virtual Server or machines like the Alteon Acedirector already provide loadbalancing. However, these all entail either an additional single point of failure, or need the loadbalancing machine itself to be redundantly implemented (ie, two boxes).

Doing so is expensive and often not needed. It is however a very good way of scaling to enormous bandwidths - because of the tricks these solutions employ, they are able to do gigabits of traffic.

We want to be able to provide loadbalancing for hosts that do not saturate their ethernet, but do need more CPU or IO horsepower than a single box can provide.

Intended audience

Do not interpret this document as a HOWTO. Everything here is very new and very lightly tested. Play around, let me know what happens, but don't complain that your 1024-server deployment just does not do what I promised it would.

Even if you are confident that you are savvy enough to fool around, only use what we descibe here if your service is CPU or IO bound, and if you are not saturating your network. If the latter is the case, doing loadbalancing like this will only hurt performance!

How it normally works

We'll assume that you have four servers, to, and that the service you want to provide will live on the virtual IP address We also assume that your subnet is (, and that your default gateway is, which need not be a Linux machine. Furthermore, you are using a hub and not a switch.
In ascii art:

[Internet] - --[HUB]---+---------+-----+-----+
             default               |         |     |     |
             gateway               |         |     |     |
                      11    12    13
Ok - now a customer on the internet wants to access your webserver on, and a SYN packet (which starts a TCP/IP session) arrives at your default gateway, which then needs to access a host that feels responsible for

In order to find the right host, the router sends out an Address Resolution Protocol (ARP) 'who-has tell'-query. Normally then one of your servers responds with its MAC address '00:10:D7:01:20:11 has'. Your router then uses this information to route the SYN packet to the proper MAC address, which is then accepted by your webserver

It is vital that you understand this before proceeding! The MAC address can be likened to the address of your building, '12 Router Avenue'. The destination IP address is like the name of your company. The router is the mailperson that stands in your street and shouts 'Where do I deliver mail for Evil Linux Routing Tricks INC?'. Your receptionist would then shout back 'Give it to the people over at 12 Router Avenue', which would prompt the mailperson to deliver mail at that building.

Router -> mailperson
Destination IP address -> company name
MAC Address (also Hardware Address, Ethernet Address) -> house number + street
ARP query -> mailperson shouting 'Where do I deliver..'
ARP response -> receptionist that replies 'Over at 12 Router Avenue'

How we subvert this for our purposes

Each IP address can have only one MAC address, the router remembers only a single MAC address. So we need to give all our webservers the same MAC address! Yes, this is the icky bit. Also, all webservers need to get an IP alias so they feel resposible for the service we want to offer on This is achieved by executing the following on to 13:
# ip link set eth0 down 
# ip link set eth0 address 1:0:0:0:0:0
# ip link set eth0 up
# ip route add default via
# ip addr add dev eth0

FIXME: There are MAC addresses reserved for stunts like these, but I haven't yet looked them up - please let me know.

The first three commands are self explanatory. The fourth is needed to reestablish the default route that went down together with the interface. The last command then adds to the list of addresses the host feels responsible for.

If you execute this remotely, make sure you do so from a script, as you might lose contact after 'ip link set eth0 down'! You might even wish to use 'nohup' to make sure your script survives. If you haven't yet tried the wonderful 'ip' tool, please install iproute2 - it is far superior in configuring the kernel than ifconfig and friends are.

The new picture:

[Internet] - --[HUB]---+---------+-----+-----+
             default               |         |     |     |
             gateway               |         |     |     |
                      11    12    13
additional:             2     2     2
all have same MAC address
What then happens is that the SYN packet for comes along, the router does an ARP query to get the MAC address, and gets 4 identical responses. This in itself is not a problem - it would be neater if only one machine responded, but hey.

Now comes the problem. The SYN packet gets transmitted over the network, and again all four machines respond with a SYN|ACK! The router doesn't care about this, it is an IP device and has no clue what a SYN|ACK packet is. So it sends all four packets back to the client that initiated the connection.

But the client now does get confused and swiftly drops the connection. Four almost, but not quite, identical SYN|ACK packets is too much to deal with for a simple client.

The solution is simple: for each SYN packet, only one host should respond. Now the problem is how to achieve that.

Making sure only one host gets the connection

First concentrate on the SYN packet, then we'll deal with the rest later. The solution is pretty obvious - all machines need to be able to calculate if they want to deal with a connection or not. To do this, we look at the IP address of the client and do some bitfidling on it.

First let's do this for two hosts. We want all even IP addresses to go to, all odd ones to We do do with the following iptables commands:

[]# iptables -A INPUT -d \! -s -j DROP
[]# iptables -A INPUT -d \! -s -j DROP
[]# iptables -A INPUT -d -j DROP
[]# iptables -A INPUT -d -j DROP
The ip addresses between brackets denote on which hosts the commands need to be executed. We expressed the 'even/odd' constraint by using the rather unconventional netmask, '-1' in /-notation.

Basically we say 'drop all traffic to unless the source ip address is even' (or odd, in case of More explicitly, 'drop all traffic to if the last bit is/is not 0'.

Well, we're nearly there :-) If you now connect from the outside world to, depending on the even/oddness of your source IP address, you'll get connected to either or to!

Scaling to four or more hosts

Two is not that interesting because we can, by definition, not deal with the failure of one box, because we started loadbalancing because we needed more horsepower than one machine can deliver.
To include all four hosts, we need to look at the last 2 bits of the source IP address. These last two bits have values 1+2=3:
[]# iptables -A INPUT -d \! -s -j DROP
[]# iptables -A INPUT -d \! -s -j DROP
[]# iptables -A INPUT -d \! -s -j DROP
[]# iptables -A INPUT -d \! -s -j DROP
This reads like 'drop all traffic to *unless* the last 2 bits of the IP address are {00,01,10,11}'. If you have 8 hosts this starts to look something like this:
[]# iptables -A INPUT -d \! -s -j DROP
[]# iptables -A INPUT -d \! -s -j DROP
[]# iptables -A INPUT -d \! -s -j DROP
[]# iptables -A INPUT -d \! -s -j DROP
If your number of servers is not a power of 2, things get lots more interesting! See also the 'Where to go from here' chapter.


There are some problems with the setup so far. Most notable: Luckily, all these problems can be resolved by expanding our iptables rules a bit, and tweaking some files in /proc. A suggested (and partly untested) set would be:
  1. # echo 0 > /proc/sys/net/ipv4/conf/eth0/send_redirects
  2. # echo 0 > /proc/sys/net/ipv4/ip_forward
  3. # iptables -A INPUT -m state --state ESTABLISHED,RELATED -j ACCEPT
  4. # iptables -A INPUT -m state --state NEW -p tcp -d -s 0.0.0.X/ -j ACCEPT
  5. # iptables -A INPUT -p udp -d -s 0.0.0.X/ -j ACCEPT
  6. # iptables -A INPUT -p icmp -d -j DROP
  7. # iptables -A INPUT -d -j ACCEPT
  8. # iptables -A INPUT -j DROP
Where X goes from 0 to 3 for the different hosts.

This prevents the servers from routing stuff back to the network and enables them to receive TCP and UDP traffic meant for them. All machines receive ICMP traffic for the virtual IP address, but iptables stateful filtering make sure that the kernel stack only sees relevant ICMP messages.

We also make sure that traffic to the non-virtual IP address *is* accepted properly. The line by line summary:

  1. Stop the server from sending out redirects for traffic it doesn't want
  2. Stop the server from forwarding back traffic it doesn't want
  3. Accept already running TCP/IP sessions - this is great for when you change which new connections (even, odd, whatever) you want to accept, without hurting existing ones.
  4. Allow new incoming TCP sessions from selected IP addresses
  5. Allow incoming UDP packets from selected IP addresses
  6. Kill any remaining icmp traffic for the virtual IP - either it already got accepted by the first iptables line ('RELATED'), or it is not for us
  7. Accept traffic for our real IP address
  8. Drop the rest
If you want your machine to ping back, add this after line 5:
# iptables -A INPUT -p icmp --icmp-type echo-request -j ACCEPT -d -j ACCEPT

Where to go from here

Besides loadbalancing, you may need redundancy. In order to do so, we need tools that keep the iptables rules in sync over multiple hosts. This hasn't been written yet, but it could be.

Such a tool would also calculate and insert the right iptables rules automatically.

And if I have a switch?

Two possible solutions - either configure your switch to act as a hub, or employ additional tricks to confuse the switch so it acts as a hub. The later option entails sending from a different MAC address than the one we listen on. Doing so is, as far as I know, not possible with off the shelf Linux tools. I doubt if it should be.

Solutions might be to get netfilter in a position where it can change source MAC addresses on outgoing packets. This should also happen on ARP queries and replies. As far as I know this is a hot item currently.

Another solution would be to teach linux that a card can have two addresses, a 'listen address' and a 'send address'.

I will be discussing this with the relevant people. If you feel that you are one of those people, please contact me.

I think you should be locked up!

I admit that having multiple hosts with identical MAC addresses is pretty evil. I also know that there are cleaner solutions. But these all need additional hardware and create new points of failure. I'm not advocating the use of this trick for all services, but it would work *very* well for nameservers. And nameserving is my trade.

Doesn't Microsoft do something like this with W2K?

People tell me so - I have never worked with Windows, so I wouldn't know.

$Id: autoloadbalance.php3,v 2001/11/11 21:22:33 ahu Exp $